Litigation & Expert Witness

Mainstay Capital Markets Consultants, Inc. provides expert witness and litigation support services for both respondents and claimants. These services include evaluating the adequacy of claims and defenses, assessing the applicability of industry practices and regulatory requirements, analyzing evidence (including investor account activity), and providing expert testimony. Mainstay’s staff has testified on numerous issues, including: basic broker/dealer and investment adviser sales practices, suitability, outside business activities, private securities transactions, the adequacy of supervision and supervisory systems and procedures, and general compliance with FINRA and SEC rules and regulations.

When you retain Mainstay to assist you in litigation or arbitration, you will be retaining an expert who is imminently qualified and who will always give you wholly independent opinions supported by regulation, case law, or clear industry standards. Our credibility is not only critically important to you but it’s critically important to us.

For More Information Contact:

Dave Paulukaitis
(866) 352-0120