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Litigation & Expert Witness
Litigation & Expert Witness
Litigation & Expert Witness

Litigation & Expert WitnessMainstay Capital Markets Consultants, Inc. provides expert witness and litigation support services for both respondents and claimants. These services include evaluating the adequacy of claims and defenses, assessing the applicability of industry practices and regulatory requirements, analyzing evidence (including investor account activity), and providing expert testimony. Mainstay’s staff has testified on numerous issues, including: basic broker/dealer and investment adviser sales practices, suitability, outside business activities, private securities transactions, the adequacy of supervision and supervisory systems and procedures, and general compliance with FINRA and SEC rules and regulations.

When you retain Mainstay to assist you in litigation or arbitration, you will be retaining an expert who is imminently qualified and who will always give you wholly independent opinions supported by regulation, case law, or clear industry standards. Our credibility is not only critically important to you but it’s critically important to us.

For More Information Contact:

Dave Paulukaitis
(866) 352-0120

Mainstay Capital Markets Consultants, Inc. is a consulting firm. We are not attorneys and therefore do not offer legal services. All information contained in this website has been derived from sources that we deem to be reliable but cannot be guaranteed.
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6600 Peachtree Dunwoody Rd 600 Embassy Row, Suite 575 Atlanta, Georgia 30328 ph: 770-352-0120 866-352-0120 fax: 770-352-0038
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